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Pre-averaging estimators of the ex-post covariance matrix in noisy diffusion models with non-synchronous data

Kim Christensen, Silja Kinnebrock, Mark Podolskij

arXiv 23 Feb 2026 · Econometrics

arXiv:2602.19645 · PDF · Extracted main text

Abstract

We show how pre-averaging can be applied to the problem of measuring the ex-post covariance of financial asset returns under microstructure noise and non-synchronous trading. A pre-averaged realised covariance is proposed, and we present an asymptotic theory for this new estimator, which can be configured to possess an optimal convergence rate or to ensure positive semi-definite covariance matrix estimates. We also derive a noise-robust Hayashi-Yoshida estimator that can be implemented on the original data without prior alignment of prices. We uncover the finite sample properties of our estimators with simulations and illustrate their practical use on high-frequency equity data.

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59
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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Barndorff-Nielsen, Hansen, Lunde, and Shephard (2008) Multivariate realised kernels: Consistent positive semi-definite estimators of the covariation of equity prices with noise and n…1.000124100%
2Hayashi and Yoshida (2005) On covariance estimation of non-synchronously observed diffusion processes1.00064100%
3Jacod, Li, Mykland, Podolskij, and Vetter (2009) Microstructure noise in the continuous case: The pre-averaging approach0.87412467%
4Bandi and Russell (2006) Separating microstructure noise from volatility0.84333100%
5Griffin and Oomen (2006) Covariance measurement in the presence of non-synchronous trading and market microstructure noise0.84333100%
6Podolskij and Vetter (2009) Estimation of volatility functionals in the simultaneous presence of microstructure noise and jumps0.8307457%
7Aït-Sahalia, Mykland, and Zhang (2005) How often to sample a continuous-time process in the presence of market microstructure noise0.64422100%
8Barndorff-Nielsen, Hansen, Lunde, and Shephard (2008) Designing realised kernels to measure the ex-post variation of equity prices in the presence of noise0.64422100%
9Christensen, Podolskij, and Vetter (2010) A central limit theorem for the Hayashi-Yoshida estimator under microstructure noise and non-synchronous trading0.64422100%
10Epps (1979) Comovements in stock prices in the very short run0.64422100%

Showing the top 10 of 59 scored citations.

Cited by, within the corpus

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Citing paperIntensityMentionsSections
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