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Regret Analysis in Threshold Policy Design

Federico Crippa

arXiv 17 Apr 2024 · Econometrics · publishedJournal of Econometrics (2025) · 2 citations (OpenAlex)

arXiv:2404.11767 · PDF · DOI · OpenAlex · Extracted main text

Abstract

Threshold policies are decision rules that assign treatments based on whether an observable characteristic exceeds a certain threshold. They are widespread across multiple domains, including welfare programs, taxation, and clinical medicine. This paper examines the problem of designing threshold policies using experimental data, when the goal is to maximize the population welfare. First, I characterize the regret - a measure of policy optimality - of the Empirical Welfare Maximizer (EWM) policy, popular in the literature. Next, I introduce the Smoothed Welfare Maximizer (SWM) policy, which improves the EWM's regret convergence rate under an additional smoothness condition. The two policies are compared by studying how differently their regrets depend on the population distribution, and investigating their finite sample performances through Monte Carlo simulations. In many contexts, the SWM policy guarantees larger welfare than the EWM. An empirical illustration demonstrates how the treatment recommendations of the two policies may differ in practice.

Citation extraction

36
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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Kitagawa, T. and A. Tetenov (2018) Who should be treated? empirical welfare maximization methods for treatment choice1.000185100%
2Athey, S. and S. Wager (2021) Policy learning with observational data1.00093100%
3Horowitz, J. L (1992) A smoothed maximum score estimator for the binary response model0.7374350%
4Chernoff, H (1964) Estimation of the mode0.7373367%
5Manski, C. F (1975) Maximum score estimation of the stochastic utility model of choice0.73732100%
6Manski, C. F (2004) Statistical treatment rules for heterogeneous populations0.73732100%
7Mbakop, E. and M. Tabord-Meehan (2021) Model selection for treatment choice: Penalized welfare maximization0.73732100%
8Kim, J. and D. Pollard (1990) Cube root asymptotics0.66910330%
9Banerjee, M. and I. W. McKeague (2007) Confidence sets for split points in decision trees0.64422100%
10Card, D., C. Dobkin, and N. Maestas (2008) The impact of nearly universal insurance coverage on health care utilization: Evidence from medicare0.64422100%

Showing the top 10 of 36 scored citations.

Cited by, within the corpus

arXiv econ.EM papers that cite this one, ranked by how heavily they lean on it.

Citing paperIntensityMentionsSections
1Semiparametric Efficiency in Policy Learning with General Treatments1.00053
2Compound Selection Decisions: An Almost SURE Approach0.73732
32606.016590.64422
4Leave No One Undermined: Policy Targeting with Regret Aversion0.40511
5Statistical Decisions and Partial Identification: With Application to Boundary Discontinuity Design0.40511