EconBase
← All papers

Quantile Factor Models

Liang Chen, Juan Jose Dolado, Jesus Gonzalo

arXiv 6 Nov 2019 · Econometrics · 1 citations (OpenAlex)

arXiv:1911.02173 · PDF · DOI · OpenAlex · Extracted main text

Abstract

Quantile Factor Models (QFM) represent a new class of factor models for high-dimensional panel data. Unlike Approximate Factor Models (AFM), where only location-shifting factors can be extracted, QFM also allow to recover unobserved factors shifting other relevant parts of the distributions of observed variables. A quantile regression approach, labeled Quantile Factor Analysis (QFA), is proposed to consistently estimate all the quantile-dependent factors and loadings. Their asymptotic distribution is then derived using a kernel-smoothed version of the QFA estimators. Two consistent model selection criteria, based on information criteria and rank minimization, are developed to determine the number of factors at each quantile. Moreover, in contrast to the conditions required for the use of Principal Components Analysis in AFM, QFA estimation remains valid even when the idiosyncratic errors have heavy-tailed distributions. Three empirical applications (regarding macroeconomic, climate and finance panel data) provide evidence that extra factors shifting the quantiles other than the means could be relevant in practice.

Citation extraction

54
references
83
in-text mentions
54
distinct cited
1
self-citations
15,090
main-text words

appendix boundary found by appendix_command · 86% of the source is main text. Read the extracted text to check this.

Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Bai, J (2003) Inferential theory for factor models of large dimensions1.000133100%
2Chen, M., I. Fernández-Val, and M. Weidner (2018) Nonlinear factor models for network and panel data0.81142100%
3Adrian, T., N. Boyarchenko, and D. Giannone (2019) Vulnerable growth0.73732100%
4Galvao, A. F. and K. Kato (2016) Smoothed quantile regression for panel data0.73732100%
5Stock, J. H. and M. W. Watson (2002) Forecasting using principal components from a large number of predictors0.73732100%
6Renault, E., T. Van Der Heijden, and B. Werker (2017) Arbitrage pricing theory for idiosyncratic variance factors0.64422100%
7Stock, J. H. and M. W. Watson (2011) Dynamic factor models0.64422100%
8van der Vaart, A. and J. Wellner (1996) Weak convergence and empirical processes0.64422100%
9Chen, L., J. J. Dolado, and J. Gonzalo (2017) Quantile factor models self0.58531100%
10Ahn, S. C. and A. R. Horenstein (2013) Eigenvalue ratio test for the number of factors0.5112250%

Showing the top 10 of 54 scored citations.

Cited by, within the corpus

arXiv econ.EM papers that cite this one, ranked by how heavily they lean on it.

Citing paperIntensityMentionsSections
1Probabilistic Quantile Factor Analysis\@thefnmark\@footnotetextThe authors gratefully acknowledge helpful comments from participants of the 2023 SNDE symposium and the IAAE 2023 in Oslo. This paper should not be reported as representing the views of Norges Bank. The views expressed are those of the authors and do not necessarily reflect those of Norges Bank. The authors report there are no competing interests to declare1.000415
2Matrix Quantile Factor Model1.000145
3Estimation of Characteristics-based Quantile Factor Models1.000105
4Monitoring multicountry macroeconomic risk\@thefnmark\@footnotetextWe would like to thank Raffaella Giacomini, Sylvia Kaufmann, Massimiliano Marcellino, Christian Matthes, Mirco Rubin, Neil Shephard, Leif Anders Thorsrud and participants at the following conferences, for useful discussions and comments: 12th European Seminar on Bayesian Econometrics in Salzburg; “Advances in alternative data and machine learning for macroeconomics and finance” in Paris; Barcelona Workshop on Financial Econometrics; 27th International Conference on Macroeconomic Analysis and International Finance in Rethymno; 2023 Finance and Business Analytics Conference in Lefkada; 10th IAAE Annual Conference in Oslo. We would also like to thank seminar participants at the following institutions: BI Norwegian Business School, European Central Bank, University of Lancaster. The views expressed are those of the authors and do not necessarily reflect those of Norges Bank or any of the affiliated institutions1.00063
5Factors in Fashion: Factor Analysis towards the Mode0.963287
6Universal Factor Models0.961368
7Composite Quantile Factor Model0.961186
8Regularized Quantile Regression with Interactive Fixed Effects0.909124
92208.036320.73733
10Bayesian inference for dynamic spatial quantile models with interactive effects0.73732