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Refining the Notion of No Anticipation in Difference-in-Differences Studies

Marco Piccininni, Eric J. Tchetgen Tchetgen, Mats J. Stensrud

arXiv 17 Jul 2025 · Statistics — Methodology

arXiv:2507.12891 · PDF · DOI · OpenAlex · Extracted main text

Abstract

We address an ambiguity in identification strategies using difference-in-differences, which are widely applied in empirical research, particularly in economics. The assumption commonly referred to as the "no-anticipation assumption" states that treatment has no effect on outcomes before its implementation. However, because standard causal models rely on a temporal structure in which causes precede effects, such an assumption seems to be inherently satisfied. This raises the question of whether the assumption is repeatedly stated out of redundancy or because the formal statements fail to capture the intended subject-matter interpretation. We argue that confusion surrounding the no-anticipation assumption arises from ambiguity in the intervention considered and that current formulations of the assumption are ambiguous. Therefore, new definitions and identification results are proposed.

Citation extraction

46
references
134
in-text mentions
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distinct cited
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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Jonathan Roth, Pedro H.C. Sant’Anna, Alyssa Bilinski, and John Poe (2023) What’s trending in difference-in-differences? a synthesis of the recent econometrics literature1.000195100%
2Brantly Callaway and Pedro H.C. Sant’Anna (2021) Difference-in-differences with multiple time periods1.000143100%
3Andrew Baker, Brantly Callaway, Scott Cunningham, Andrew Goodman-Bac… (2025) Difference-in-differences designs: A practitioner's guide1.00083100%
4Thomas S. Richardson and James M. Robins (2013) Single world intervention graphs (SWIGs): A unification of the counterfactual and graphical approaches to causality1.00074100%
5Zikai Li and Anton Strezhnev (2024) A guide to dynamic difference-in-differences regressions for political scientists0.92843100%
6Dmitry Arkhangelsky and Guido Imbens (2024) Causal models for longitudinal and panel data: a survey0.84333100%
7Susan Athey and Guido W. Imbens (2022) Design-based analysis in difference-in-differences settings with staggered adoption0.84333100%
8James Robins (1986) A new approach to causal inference in mortality studies with a sustained exposure period—application to control of the healthy w…0.84333100%
9Miguel A. Hernán and James M. Robins (2020) Causal Inference: What If0.81142100%
10Introduction to DiD with multiple time periods (2025) https://bcallaway11.github.io/did/articles/multi-period-did.html0.73732100%

Showing the top 10 of 46 scored citations.

Cited by, within the corpus

arXiv econ.EM papers that cite this one, ranked by how heavily they lean on it.

Citing paperIntensityMentionsSections
1On a Debiased and Semiparametric Efficient Changes-in-Changes Estimator0.40511
2A Joint Analysis of Sensitivity to Anticipation and Parallel Trends Violations0.40511