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Risk-Averse Welfare Maximization via Marginal Treatment Effects

Jarrod Burgh, Emerson Melo

arXiv 24 Sep 2026 · Econometrics

arXiv:2609.30617 · PDF · Extracted main text

Abstract

This paper studies risk-averse treatment allocation when individuals self-select into treatment based on unobserved characteristics. We develop a framework that combines the marginal treatment effect approach to endogenous selection with a general class of coherent risk measures that capture distributional preferences over welfare outcomes. We show that the planner's problem admits equivalent interpretations in terms of uncertainty aversion, distributional robustness, and worst-case welfare. For law-invariant coherent risk measures, we derive a Kusuoka representation that expresses the planner's objective as a weighted evaluation of different regions of the welfare distribution and characterize the resulting optimal allocation rule. We further establish finite-sample regret guarantees for empirical risk-averse policy learning, showing how the statistical difficulty of learning a policy depends on the planner's sensitivity to adverse welfare outcomes. The framework nests the risk-neutral policy learning model of \cite{Kiatagawa_Tetenov_2018} as a special case. An application to the \cite{Card1995} college proximity data demonstrates that incorporating risk aversion can lead to economically meaningful changes in optimal college admission policies.

Citation extraction

43
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120
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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Toru Kitagawa and Aleksey Tetenov (2018) Who should be treated? empirical welfare maximization methods for treatment choice1.000134100%
2Charles F. Manski (2004) Statistical treatment rules for heterogeneous populations1.00073100%
3David Card (1995) Using geographic variation in college proximity to estimate the return to schooling1.00054100%
4Susan Athey and Stefan Wager (2021) Policy learning with observational data0.92844100%
5Yanqin Fan, Yuan Qi, and Gaoqian Xu (2025) Policy learning with $$-expected welfare, 20250.92843100%
6Yuya Sasaki and Takuya Ura (2024) Welfare analysis via marginal treatment effects0.92314579%
7James J. Heckman and Edward Vytlacil (2005) Structural equations, treatment effects, and econometric policy evaluation0.84333100%
8Alexander Shapiro (2013) On kusuoka representation of law invariant risk measures0.7946450%
9Hans Föllmer and Alexander Schied Stochastic Finance0.7375340%
10Shai Shalev-Shwartz and Shai Ben-David (2013) Understanding machine learning: From theory to algorithms0.7375340%

Showing the top 10 of 43 scored citations.