EconBase
← All papers

Sequential Estimation of Dynamic Discrete Choice Models with Unobserved Heterogeneity

Ertian Chen, Hiroyuki Kasahara, Katsumi Shimotsu

arXiv 29 Apr 2026 · Econometrics

arXiv:2604.26205 · PDF · DOI · OpenAlex · Extracted main text

Abstract

Estimating dynamic discrete choice models with unobserved heterogeneity is computationally costly because it requires repeatedly solving fixed-point equations for all unobserved types. We develop the EM-NPL(q) framework that combines the Expectation-Maximization (EM) algorithm with an inner fixed-point solver truncated to q iterations. For the workhorse class of linear-in-parameters models, we establish a truncation-invariance result: for any q$\geq$1, EM-NPL(q) is numerically identical to the EM-NPL estimator that solves the inner fixed-point problem to convergence. Therefore, the choice of q affects computation but not statistical properties. We also establish consistency, asymptotic normality of our estimator, and local convergence of the EM-NPL(q) algorithm. In Monte Carlo simulations, EM-NPL(q) reduces runtime by at least 20% and can be 3--5 times faster. In an application to cola demand, we show that ignoring unobserved heterogeneity understates long-run own-price elasticities by up to 60%, short-run elasticities by up to 85%, and compensating variation from a soda tax by up to 90%.

Citation extraction

29
references
77
in-text mentions
31
distinct cited
3
self-citations
16,815
main-text words

appendix boundary found by appendix_command · 73% of the source is main text. Read the extracted text to check this.

Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Aguirregabiria, Victor and Magesan, Arvind (2023) Solving discrete choice dynamic programming models using euler equations1.00084100%
2Arcidiacono, Peter and Miller, Robert A (2011) Conditional choice probability estimation of dynamic discrete choice models with unobserved heterogeneity1.00084100%
3Aguirregabiria, Victor and Mira, Pedro (2002) Swapping the nested fixed point algorithm: A class of estimators for discrete Markov decision models1.00064100%
4Aguirregabiria, Victor and Mira, Pedro (2007) Sequential estimation of dynamic discrete games0.98017594%
5Dearing, Adam and Blevins, Jason R (2025) Efficient and convergent sequential pseudo-likelihood estimation of dynamic discrete games0.87452100%
6Aguirregabiria, Victor and Marcoux, Mathieu (2021) Imposing equilibrium restrictions in the estimation of dynamic discrete games0.81142100%
7Kasahara, Hiroyuki and Shimotsu, Katsumi (2009) Nonparametric identification of finite mixture models of dynamic discrete choices self0.64422100%
8Saad, Yousef (2003) Iterative methods for sparse linear systems0.64422100%
9Hotz, V Joseph and Miller, Robert A (1993) Conditional choice probabilities and the estimation of dynamic models0.51121100%
10Rust, John (1987) Optimal replacement of GMC bus engines: An empirical model of Harold Zurcher0.51121100%

Showing the top 10 of 31 scored citations.