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Partial Identification in Moment Models with Incomplete Data--A Conditional Optimal Transport Approach

Yanqin Fan, Hyeonseok Park, Brendan Pass, Xuetao Shi

arXiv 20 Mar 2025 · Econometrics

arXiv:2503.16098 · PDF · DOI · OpenAlex · Extracted main text

Abstract

In this paper, we develop a unified approach to study partial identification of a finite-dimensional parameter defined by a general moment model with incomplete data. We establish a novel characterization of the identified set for the true parameter in terms of a continuum of inequalities defined by conditional optimal transport. For the special case of an affine moment model, we show that the identified set is convex and that its support function can be easily computed by solving a conditional optimal transport problem. For parameters that may not satisfy the moment model, we propose a two-step procedure to construct its identified set. Finally, we demonstrate the generality and effectiveness of our approach through several running examples.

Citation extraction

55
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162
in-text mentions
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distinct cited
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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1D'Haultfoeuille, X., C. Gaillac, and A. Maurel (2024) Linear regressions with combined data1.000154100%
2Hwang, Y (2025) Bounding omitted variable bias using auxiliary data: with an application to estimate neighborhood effects0.95021486%
3Peyré, G. and M. Cuturi (2019) Computational optimal transport: with applications to data science0.92843100%
4Santambrogio, F (2015) Optimal transport for applied mathematicians0.9098475%
5Meango, R., M. Henry, and I. Mourifie (2025) Combining stated and revealed preferences0.874122100%
6Ji, W., L. Lei, and A. Spector (2023) Model-agnostic covariate-assisted inference on partially identified causal effects0.84333100%
7Lin, S., Z. Gao, J. Blanchet, and P. Glynn (2025) Estimation of optimal causal bounds via covariate-assisted optimal transport0.84333100%
8Kitagawa, T. and M. Sawada (2023) Linear regressions, shorts to long, Tech0.81142100%
9Villani, C (2008) Optimal transport: old and new0.7373367%
10Fan, Y., R. Sherman, and M. Shum (2014) Identifying treatment effects under data combination self0.73732100%

Showing the top 10 of 55 scored citations.

Cited by, within the corpus

arXiv econ.EM papers that cite this one, ranked by how heavily they lean on it.

Citing paperIntensityMentionsSections
1Econometric Inference with Machine-Learned Proxies: Partial Identification via Data Combination0.87462
2Linear Regressions with Combined Data0.40511
3An econometrician's guide to optimal transport0.40511