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Bounds for within-household encouragement designs with interference

Santiago Acerenza, Julian Martinez-Iriarte, Alejandro Sánchez-Becerra, Pietro Emilio Spini

arXiv 18 Mar 2025 · Econometrics

arXiv:2503.14314 · PDF · Extracted main text

Abstract

We obtain partial identification of direct and spillover effects in settings with strategic interaction and discrete treatments, outcome and independent instruments. We consider a framework with two decision-makers who play pure-strategy Nash equilibria in treatment take-up, whose outcomes are determined by their joint take-up decisions. We obtain a latent-type representation at the pair level. We enumerate all types that are consistent with pure-strategy Nash equilibria and exclusion restrictions, and then impose conditions such as symmetry, strategic complementarity/substitution, several notions of monotonicity, and homogeneity. Under any combination of the above restrictions, we provide sharp bounds for our parameters of interest via a simple Python optimization routine. Our framework allows the empirical researcher to tailor the above menu of assumptions to their empirical application and to assess their individual and joint identifying power.

Citation extraction

65
references
131
in-text mentions
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distinct cited
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appendix boundary found by appendix_command · 65% of the source is main text. Read the extracted text to check this.

Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Balke, A. and Pearl, J (1997) Bounds on treatment effects from studies with imperfect compliance1.00093100%
2Han, S. and Balat, J (2023) Multiple treatments with strategic substitutes1.00053100%
3DiTraglia, F. J., García-Jimeno, C., O’Keeffe-O’Donovan, R., and Sán… (2023) Identifying causal effects in experiments with spillovers and non-compliance self0.92843100%
4Kormos, M., Lieli, R. P., and Huber, M (2023) Treatment effect analysis for pairs with endogenous treatment takeup0.92843100%
5Kline, B. and Tamer, E (2012) Bounds for best response functions in binary games0.8947571%
6Dupas, P., Keats, A., and Robinson, J (2019) The effect of savings accounts on interpersonal financial relationships: Evidence from a field experiment in rural kenya0.87452100%
7Vazquez-Bare, G (2023) Causal spillover effects using instrumental variables0.81413554%
8Imbens, G. W. and Angrist, J. D (1994) Identification and Estimation of Local Average Treatment Effects0.73732100%
9Horowitz, J. L. and Lee, S (2023) Inference in a class of optimization problems: Confidence regions and finite sample bounds on errors in coverage probabilities0.69351100%
10Balke, A. and Pearl, J (1994) Counterfactual probabilities: Computational methods, bounds and applications0.64441100%

Showing the top 10 of 65 scored citations.

Cited by, within the corpus

arXiv econ.EM papers that cite this one, ranked by how heavily they lean on it.

Citing paperIntensityMentionsSections
1Policy-relevant causal effect estimation using instrumental variables with interference0.40511