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A joint test of unconfoundedness and common trends

Martin Huber, Eva-Maria Oeß

arXiv 25 Apr 2024 · Econometrics · publishedJournal of Applied Econometrics (2026)

arXiv:2404.16961 · PDF · DOI · OpenAlex · Extracted main text

Abstract

This paper introduces an overidentification test of two alternative assumptions to identify the average treatment effect on the treated in a two-period panel data setting: unconfoundedness and common trends. Under the unconfoundedness assumption, treatment assignment and post-treatment outcomes are independent, conditional on control variables and pre-treatment outcomes, which motivates including pre-treatment outcomes in the set of controls. Conversely, under the common trends assumption, the trend and the treatment assignment are independent, conditional on control variables. This motivates employing a Difference-in-Differences (DiD) approach by comparing the differences between pre- and post-treatment outcomes of the treatment and control group. Given the non-nested nature of these assumptions and their often ambiguous plausibility in empirical settings, we propose a joint test using a doubly robust statistic that can be combined with machine learning to control for observed confounders in a data-driven manner. We discuss various causal models that imply the satisfaction of either common trends, unconfoundedness, or both assumptions jointly, and we investigate the finite sample properties of our test through a simulation study. Additionally, we apply the proposed method to five empirical examples using publicly available datasets and find the test to reject the null hypothesis in two cases.

Citation extraction

48
references
76
in-text mentions
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distinct cited
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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Chabé-Ferret, S (2017) Should We Combine Difference In Differences with Conditioning on Pre-Treatment Outcomes0.92843100%
2Chernozhukov, V., D. Chetverikov, M. Demirer, E. Duflo, C. Hansen, W… (2018) Double/debiased machine learning for treatment and structural parameters0.81115353%
3Card, D. and A. B. Krueger (1994) Minimum wages and employment: A case study of the fast-food industry in New Jersey and Pennsylvania0.73732100%
4Chang, N.-C (2020) Double/debiased machine learning for difference-in-differences models0.6445240%
5Hernán, M. and J. Robins (2020) Causal Inference: What If0.64422100%
6LaLonde, R (1986) Evaluating the econometric evaluations of training programs with experimental data0.64422100%
7Neyman, J (1959) Optimal asymptotic tests of composite statistical hypotheses0.64422100%
8Robins, J. M., A. Rotnitzky, and L. Zhao (1994) Estimation of Regression Coefficients When Some Regressors Are not Always Observed0.64422100%
9Sant'Anna, P. H. C. and J. B. Zhao (2020) Doubly Robust Difference-in-Differences Estimators0.64422100%
10Abadie, A (2005) Semiparametric Difference-in-Differences Estimators0.40511100%

Showing the top 10 of 48 scored citations.

Cited by, within the corpus

arXiv econ.EM papers that cite this one, ranked by how heavily they lean on it.

Citing paperIntensityMentionsSections
1Sensitivity Analysis for Treatment Effects in Difference-in-Differences Models using Riesz Representation0.64422
2Difference-in-Differences in the Presence of Unknown Interference0.40511
3Causal Graphs for Conditional Parallel Trends0.40511