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Inference for Cluster Randomized Experiments with Non-ignorable Cluster Sizes

Federico Bugni, Ivan Canay, Azeem Shaikh, Max Tabord-Meehan

arXiv 18 Apr 2022 · Econometrics · 6 citations (OpenAlex)

arXiv:2204.08356 · PDF · DOI · OpenAlex · Extracted main text

Abstract

This paper considers the problem of inference in cluster randomized experiments when cluster sizes are non-ignorable. Here, by a cluster randomized experiment, we mean one in which treatment is assigned at the cluster level. By non-ignorable cluster sizes, we refer to the possibility that the treatment effects may depend non-trivially on the cluster sizes. We frame our analysis in a super-population framework in which cluster sizes are random. In this way, our analysis departs from earlier analyses of cluster randomized experiments in which cluster sizes are treated as non-random. We distinguish between two different parameters of interest: the equally-weighted cluster-level average treatment effect, and the size-weighted cluster-level average treatment effect. For each parameter, we provide methods for inference in an asymptotic framework where the number of clusters tends to infinity and treatment is assigned using a covariate-adaptive stratified randomization procedure. We additionally permit the experimenter to sample only a subset of the units within each cluster rather than the entire cluster and demonstrate the implications of such sampling for some commonly used estimators. A small simulation study and empirical demonstration show the practical relevance of our theoretical results.

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59
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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Su, F. and P. Ding (2021) Model-assisted analyses of cluster-randomized experiments1.000103100%
2Celhay, P. A., P. J. Gertler, P. Giovagnoli, and C. Vermeersch (2019) Long-run effects of temporary incentives on medical care productivity0.8307286%
3Bugni, F. A., I. A. Canay, and A. M. Shaikh (2018) Inference under Covariate Adaptive Randomization self0.8229456%
4Bai, Y., J. Liu, A. Shaikh, and M. Tabord-Meehan (2022) Inference for Cluster Randomized Experiments with Matched Pairs, Working paper0.7373367%
5Hansen, B. and S. Lee (2019) Asymptotic theory for clustered samples0.73732100%
6Athey, S. and G. W. Imbens (2017) The econometrics of randomized experiments, in0.64441100%
7Liang, K.-Y. and S. L. Zeger (1986) Longitudinal data analysis using generalized linear models0.64422100%
8Bugni, F. A., I. A. Canay, and A. M. Shaikh (2019) Inference under Covariate-Adaptive Randomization with Multiple Treatments self0.6308325%
9Liu, J (2023) Inference for Two-stage Experiments under Covariate-Adaptive Randomization0.5112250%
10Duflo, E., R. Glennerster, and M. Kremer (2007) Using randomization in development economics research: A toolkit0.51121100%

Showing the top 10 of 59 scored citations.

Cited by, within the corpus

arXiv econ.EM papers that cite this one, ranked by how heavily they lean on it.

Citing paperIntensityMentionsSections
1Non-Robustness of the Cluster-Robust Inference: with a Proposal of a New Robust Method1.00073
2Inference in Cluster Randomized Trials with Matched Pairs0.941123
3Inference for Two-stage Experiments under Covariate-Adaptive Randomization0.85584
4Nonparametric Regression under Cluster Sampling0.81142
5Genuinely Robust Inference for Clustered Data0.73732
6A Primer on the Analysis of Randomized Experiments and a Survey of some Recent Advances0.69361
7The Transfer Performance of Economic Models0.40511
8On the Efficiency of Highly Stratified Experiments0.40511
9Design-based Estimation Theory for Complex Experiments0.40511
10The Exact Variance of the Average Treatment Effect Estimator in Cluster Randomized Controlled Trials0.40511