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Identification and Estimation of Spillover Effects in Randomized Experiments

Gonzalo Vazquez-Bare

arXiv 7 Nov 2017 · Econometrics · publishedJournal of Econometrics (2022) · 54 citations (OpenAlex)

arXiv:1711.02745 · PDF · DOI · OpenAlex · Extracted main text

Abstract

I study identification, estimation and inference for spillover effects in experiments where units' outcomes may depend on the treatment assignments of other units within a group. I show that the commonly-used reduced-form linear-in-means regression identifies a weighted sum of spillover effects with some negative weights, and that the difference in means between treated and controls identifies a combination of direct and spillover effects entering with different signs. I propose nonparametric estimators for average direct and spillover effects that overcome these issues and are consistent and asymptotically normal under a precise relationship between the number of parameters of interest, the total sample size and the treatment assignment mechanism. These findings are illustrated using data from a conditional cash transfer program and with simulations. The empirical results reveal the potential pitfalls of failing to flexibly account for spillover effects in policy evaluation: the estimated difference in means and the reduced-form linear-in-means coefficients are all close to zero and statistically insignificant, whereas the nonparametric estimators I propose reveal large, nonlinear and significant spillover effects.

Citation extraction

36
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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Kline and Tamer (2019) Econometric Analysis of Models with Social Interactions0.84333100%
2Ogburn and VanderWeele (2014) Causal Diagrams for Interference0.84333100%
3Hudgens and Halloran (2008) Toward Causal Inference with Interference0.73732100%
4Manski (1993) Identification of Endogenous Social Effects: The Reflection Problem0.73732100%
5Manski (2013) Identification of treatment response with social interactions0.73732100%
6Barrera-Osorio, Bertrand, Linden, and Perez-Calle (2011) Improving the Design of Conditional Transfer Programs: Evidence from a Randomized Education Experiment in Colombia0.64441100%
7Baird, Bohren, McIntosh, and Özler (2018) Optimal Design of Experiments in the Presence of Interference0.64422100%
8Duflo and Saez (2003) The Role of Information and Social Interactions in Retirement Plan Decisions: Evidence from a Randomized Experiment0.64422100%
9Hirano and Hahn (2010) Design of Randomized Experiments to Measure Social Interaction Effects0.64422100%
10Moffit (2001) Policy Interventions, Low-level Equilibria and Social Interactions0.64422100%

Showing the top 10 of 36 scored citations.

Cited by, within the corpus

arXiv econ.EM papers that cite this one, ranked by how heavily they lean on it.

Citing paperIntensityMentionsSections
1Semiparametric Estimation of Treatment Effects in Observational Studies with Heterogeneous Partial Interference1.00063
2Causal Interpretation of Linear Social Interaction Models with Endogenous Networks0.92844
3Difference-in-Differences with Spatial Spillovers0.81142
4Identifying Treatment and Spillover Effects Using Exposure Contrasts0.73732
5Inference for Two-stage Experiments under Covariate-Adaptive Randomization0.64422
6Bounds for within-household encouragement designs with interference0.64422
7Estimation and Inference for Synthetic Control Methods with Spillover Effects0.51121
8An Effective Treatment Approach to Difference-in-Differences with General Treatment Patterns0.51121
9Causal Inference Under Approximate Neighborhood Interference0.40511
10Experimental Design under Network Interference0.40511