EconBase
← All papers

Identifying Panel Conditioning with Refreshment Samples: Sharp Bounds and Design Assumptions

Shoki Okubo

arXiv 1 Oct 2026 · Statistics — Methodology

arXiv:2610.01654 · PDF · Extracted main text

Abstract

Refreshment samples are the standard remedy for panel attrition, and the identification results behind them maintain that participation does not change measurement. We characterize what a refreshment sample identifies about panel conditioning, modelled as a deterministic monotone map at reinterview, when attrition is unrestricted. A candidate map is consistent with the data if and only if the retention-scaled distribution of the stayers' implied latent outcomes is setwise dominated by the refreshment distribution; every such map is rationalized by an explicit attrition process. Without attrition the map is identified on the latent-outcome support; with attrition, a density-ratio condition governs the identified set, and tail behaviour alone does not determine it. For an unrestricted map the survivors' mean effect has the familiar trimming bounds; for an item with all categories reported, the model reduces to a test of no conditioning. Within a cohort, other waves, dropout patterns and entry-wave items leave the set unchanged unless restrictions link selection across waves. Under explicit selection restrictions, survival matching, symmetric matching and entry-wave correction identify survivor effects. We derive their biases and give rank conditions under which refreshment schedules identify curvature in the conditioning path. A Japanese panel illustrates the results.

Citation extraction

33
references
115
in-text mentions
33
distinct cited
2
self-citations
31,420
main-text words

appendix boundary found by appendix_titled_section at “Appendix: Simulation Evidence (ADEMP)” · 86% of the source is main text. Read the extracted text to check this.

Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Lee, David S (2009) Training, Wages, and Sample Selection: Estimating Sharp Bounds on Treatment Effects1.00083100%
2Warren, John Robert, and Andrew Halpern-Manners (2012) Panel Conditioning in Longitudinal Social Science Surveys1.00063100%
3Das, Marcel, Vera Toepoel, and Arthur van Soest (2011) Nonparametric Tests of Panel Conditioning and Attrition Bias in Panel Surveys0.98726796%
4Halpern-Manners, Andrew, John Robert Warren, and Florencia Torche (2017) Panel Conditioning in the General Social Survey0.87482100%
5Hirano, Keisuke, Guido W. Imbens, Geert Ridder, and Donald B. Rubin (2001) Combining Panel Data Sets with Attrition and Refreshment Samples0.87462100%
6Bach, Ruben L (2018) A Methodological Framework for the Analysis of Panel Conditioning Effects0.81142100%
7Bailar, Barbara A (1975) The Effects of Rotation Group Bias on Estimates from Panel Surveys0.81142100%
8Deng, Yiting, D. Sunshine Hillygus, Jerome P. Reiter, Yajuan Si, and… (2013) Handling Attrition in Longitudinal Studies: The Case for Refreshment Samples0.81142100%
9Halpern-Manners, Andrew, and John Robert Warren (2012) Panel Conditioning in Longitudinal Studies: Evidence from Labor Force Items in the Current Population Survey0.81142100%
10Okubo, Shoki (2024) Identification Assumptions and Strategies for Panel Conditioning Bias based on Potential Outcomes Model: A Natural Experiment Ap… self0.81142100%

Showing the top 10 of 33 scored citations.