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Minimax Choice of Projection Geometry under Linear Inequality Constraints

Joachim Freyberger, Julius Kappenberg

arXiv 26 Sep 2026 · Econometrics

arXiv:2609.32725 · PDF · Extracted main text

Abstract

Economic theory frequently implies linear inequality restrictions on parameters or functions of interest. A common way to impose such restrictions is to project an unrestricted estimator onto the feasible set. Projection estimators arise naturally from constrained least squares, instrumental variables, generalized method of moments, maximum likelihood, and related extremum procedures. When the sampling covariance, loss function, and projection criterion induce different geometries, the choice of projection geometry can substantially affect risk. We study this choice in a fixed-dimensional local Gaussian experiment under quadratic loss. At exact-boundary configurations where only one maintained inequality binds, inverse-covariance projection is pointwise optimal. When at most two inequalities are locally relevant, it weakly improves on the unrestricted estimator throughout the corresponding local experiment and is minimax over exact-boundary configurations. For an arbitrary number of inequalities, we provide a sufficient condition for boundary minimaxity, but show by counterexample that inverse-covariance projection need not be boundary minimax once three inequalities can bind. Motivated by these results, we propose selecting the projection geometry to minimize worst-case boundary risk subject to a local no-harm condition relative to unrestricted estimation. We develop a feasible implementation and study its finite-sample performance in simulations and an application to gasoline demand.

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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
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7Theil, Henri (1971) Principles of Econometrics0.64422100%
8Blundell, Richard and Horowitz, Joel L and Parey, Matthias (2012) Measuring the price responsiveness of gasoline demand: Economic shape restrictions and nonparametric demand estimation0.64422100%
9Joel L. Horowitz and Sokbae Lee (2017) Nonparametric estimation and inference under shape restrictions0.51121100%
10Amelunxen, Dennis and Lotz, Martin and McCoy, Michael B. and Tropp,… (2014) Living on the Edge: Phase Transitions in Convex Programs with Random Data0.40511100%

Showing the top 10 of 49 scored citations.