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Identification and Inference for Causal Effects in Extremes under General Conditions

Lisa Leimenstoll, Melanie Schienle

arXiv 24 Aug 2026 · Statistics — Methodology

arXiv:2608.22957 · PDF · Extracted main text

Abstract

Understanding the propagation of extreme events is important in many economic and environmental applications, yet most econometric methods for causal inference focus on average effects rather than tail behavior. This paper studies the identification of causal relations in extremes and derives resulting estimators and their asymptotic inference. As measure of causal dependence between extreme realizations of variables, we analyze the asymptotic behavior of the Causal Tail Coefficient (CTC) within a linear structural causal model with heavy-tailed regularly varying innovations. In contrast to the existing literature, we allow the variables in the system to exhibit heterogeneous tail indices and consider the presence of potentially heavy-tailed confounders. We derive theoretical results assessing the limiting behavior of the CTC under these conditions and show how differences in tail behavior can help to reach identification of the causal structure. Light-tailed confounders are asymptotically negligible, but sufficiently heavy-tailed confounders can induce extremal dependence patterns that are observationally indistinguishable from direct causal effects. When suitable proxy information is available, identification can be recovered using an adjusted Causal Tail Coefficient. Based on these results, we develop estimation and inference procedures for causal relations in extremes under general conditions. We establish asymptotic properties of the proposed estimators and derive tests for the causal direction and heavy-tailed confounding. Simulation evidence examines their finite-sample performance and provides guidance on their implementation. Applications to climate and financial extremes illustrate how the proposed methods can uncover causal relations that may remain undetected by approaches targeting average dependence.

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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Pasche, Olivier C and Chavez-Demoulin, Valérie and Davison, Anthony C (2023) Causal modelling of heavy-tailed variables and confounders with application to river flow1.00075100%
2Gnecco, Nicola and Meinshausen, Nicolai and Peters, Jonas and Engelk… (2021) Causal discovery in heavy-tailed models0.95616788%
3Bodik, Juraj and Palu s, Milan and Pawlas, Zbyn ek (2024) Causality in extremes of time series0.64422100%
4Mhalla, Linda and Chavez-Demoulin, Valérie and Dupuis, Debbie J (2020) Causal mechanism of extreme river discharges in the upper Danube basin network0.64422100%
5Hoga, Yannick (2018) Detecting tail risk differences in multivariate time series0.6066233%
6Resnick, Sidney I (2007) Heavy-tail phenomena: probabilistic and statistical modeling0.5114225%
7Segers, Johan (2012) Asymptotics of empirical copula processes under non-restrictive smoothness assumptions0.5112250%
8Francesco Cordoni and Alessio Sancetta (2024) Consistent causal inference for high-dimensional time series0.40511100%
9Nick Huntington-Klein (2022) Pearl before economists: the book of why and empirical economics0.40511100%
10Balkema, August A and De Haan, Laurens (1974) Residual life time at great age0.40511100%

Showing the top 10 of 61 scored citations.