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Compound decisions and empirical Bayes via Bayesian nonparametrics

Nikolaos Ignatiadis, Sid Kankanala

arXiv 23 Feb 2026 · Mathematics — Statistics Theory

arXiv:2602.20115 · PDF · DOI · OpenAlex · Extracted main text

Abstract

We study the Gaussian sequence compound decision problem and analyze a Bayesian nonparametric estimator from an empirical Bayes, regret-based perspective. Motivated by sharp results for the classical nonparametric maximum likelihood estimator (NPMLE), we ask whether an analogous guarantee can be obtained using a standard Bayesian nonparametric prior. We show that a Dirichlet-process-based Bayesian procedure achieves near-optimal regret bounds. Our main results are stated in the compound decision framework, where the mean vector is treated as fixed, while we also provide parallel guarantees under a hierarchical model in which the means are drawn from a true unknown prior distribution. The posterior mean Bayes rule is, a fortiori, admissible, whereas we show that the NPMLE plug-in rule is inadmissible.

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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Jiang, Wenhua and Zhang, Cun-Hui (2009) General Maximum Likelihood Empirical Bayes Estimation of Normal Means0.94613685%
2Datta, Somnath (1991) Asymptotic Optimality of Bayes Compound Estimators in Compact Exponential Families0.84333100%
3Robbins, Herbert (1951) Asymptotically Subminimax Solutions of Compound Statistical Decision Problems0.84333100%
4Ghosal, Subhashis and van der Vaart, Aad W (2001) Entropies and Rates of Convergence for Maximum Likelihood and Bayes Estimation for Mixtures of Normal Densities0.7373367%
5Cannella, Nick and Teh, Anzo and Han, Yanjun and Polyanskiy, Yury (2026) Universal Priors: Solving Empirical Bayes via Bayesian Inference and Pretraining0.73732100%
6Efron, Bradley (2019) Bayes, Oracle Bayes and Empirical Bayes0.73732100%
7Robbins, Herbert (1956) An Empirical Bayes Approach to Statistics0.73732100%
8Efron, Bradley (2014) Two Modeling Strategies for Empirical Bayes Estimation0.64422100%
9Escobar, Michael D. and West, Mike (1995) Bayesian Density Estimation and Inference Using Mixtures0.64422100%
10Good, I. J (1992) The Bayes/Non-Bayes Compromise: A Brief Review0.64422100%

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Cited by, within the corpus

arXiv econ.EM papers that cite this one, ranked by how heavily they lean on it.

Citing paperIntensityMentionsSections
1Sharp regret–Hellinger bounds for Gaussian empirical Bayes via polynomial approximation0.40511