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Synthetic Survival Control: Extending Synthetic Controls for "When-If" Decision

Jessy Xinyi Han, Devavrat Shah

arXiv 18 Nov 2025 · Machine Learning

arXiv:2511.14133 · PDF · Extracted main text

Abstract

Estimating causal effects on time-to-event outcomes from observational data is particularly challenging due to censoring, limited sample sizes, and non-random treatment assignment. The need for answering such "when-if" questions--how the timing of an event would change under a specified intervention--commonly arises in real-world settings with heterogeneous treatment adoption and confounding. To address these challenges, we propose Synthetic Survival Control (SSC) to estimate counterfactual hazard trajectories in a panel data setting where multiple units experience potentially different treatments over multiple periods. In such a setting, SSC estimates the counterfactual hazard trajectory for a unit of interest as a weighted combination of the observed trajectories from other units. To provide formal justification, we introduce a panel framework with a low-rank structure for causal survival analysis. Indeed, such a structure naturally arises under classical parametric survival models. Within this framework, for the causal estimand of interest, we establish identification and finite sample guarantees for SSC. We validate our approach using a multi-country clinical dataset of cancer treatment outcomes, where the staggered introduction of new therapies creates a quasi-experimental setting. Empirically, we find that access to novel treatments is associated with improved survival, as reflected by lower post-intervention hazard trajectories relative to their synthetic counterparts. Given the broad relevance of survival analysis across medicine, economics, and public policy, our framework offers a general and interpretable tool for counterfactual survival inference using observational data.

Citation extraction

30
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distinct cited
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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Robins, James M. and Finkelstein, Dianne M (2000) Correcting for Noncompliance and Dependent Censoring in an AIDS Clinical Trial with Inverse Probability of Censoring Weighted (I…0.84333100%
2Anish Agarwal and Devavrat Shah and Dennis Shen (2024) Synthetic Interventions self0.7639444%
3Alberto Abadie and Alexis Diamond and Jens Hainmueller and (2010) Synthetic Control Methods for Comparative Case Studies: Estimating the Effect of California's Tobacco Control Program0.64422100%
4Cox, D. R (1972) Regression Models and Life‐Tables0.64422100%
5Chenyin Gao and Zhiming Zhang and Shu Yang (2024) Causal Customer Churn Analysis with Low-rank Tensor Block Hazard Model0.64422100%
6Han, Jessy Xinyi and Koh, Min Jung and Boussi, Leora and Sorial, Mar… (2025) Global outcomes and prognosis for relapsed/refractory mature T-cell and NK-cell lymphomas: results from the PETAL consortium self0.51121100%
7Shu Hu and George H. Chen (2024) Fairness in Survival Analysis with Distributionally Robust Optimization0.40511100%
8Anastasios A. Tsiatis (1981) A Large Sample Study of Cox's Regression Model0.40511100%
9Abadie, Alberto and Gardeazabal, Javier (2003) The Economic Costs of Conflict: A Case Study of the Basque Country0.40511100%
10Alberto Abadie and Anish Agarwal and Devavrat Shah (2025) A Causal Inference Framework for Data Rich Environments self0.40511100%

Showing the top 10 of 30 scored citations.