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An alternative bootstrap procedure for factor-augmented regression models

Peiyun Jiang, Takashi Yamagata

arXiv 1 Oct 2025 · Statistics — Methodology

arXiv:2510.00947 · PDF · DOI · OpenAlex · Extracted main text

Abstract

In this paper, we propose a novel bootstrap algorithm that is more efficient than existing methods for approximating the distribution of the factor-augmented regression estimator for a rotated parameter vector. The regression is augmented by $r$ factors extracted from a large panel of $N$ variables observed over $T$ time periods. We consider general weak factor (WF) models with $r$ signal eigenvalues that may diverge at different rates, $N^{\alpha _{k}}$, where $0<\alpha _{k}\leq 1$ for $k=1,2,...,r$. We establish the asymptotic validity of our bootstrap method using not only the conventional data-dependent rotation matrix $\hat{\bH}$, but also an alternative data-dependent rotation matrix, $\hat{\bH}_q$, which typically exhibits smaller asymptotic bias and achieves a faster convergence rate. Furthermore, we demonstrate the asymptotic validity of the bootstrap under a purely signal-dependent rotation matrix ${\bH}$, which is unique and can be regarded as the population analogue of both $\hat{\bH}$ and $\hat{\bH}_q$. Experimental results provide compelling evidence that the proposed bootstrap procedure achieves superior performance relative to the existing procedure.

Citation extraction

21
references
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in-text mentions
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distinct cited
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main-text words

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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Goncalves, S. and B. Perron (2014) Bootstrapping factor-augmented regression models1.000173100%
2Goncalves, S. and B. Perron (2020) Bootstrapping factor models with cross sectional dependence1.000123100%
3Jiang, P., Y. Uematsu, and T. Yamagata (2024) Bias correction in factor-augmented regression models with weak factors self0.86517465%
4Bai, J. and S. Ng (2023) Approximate factor models with weaker loadings0.81142100%
5Jiang, P., Y. Uematsu, and T. Yamagata (2023) Revisiting asymptotic theory for principal component estimators of approximate factor models self0.75111264%
6Bai, J. and S. Ng (2006) Confidence intervals for diffusion index forecasts and inference with factor-augmented regressions0.64441100%
7Stock, J. H. and M. W. Watson (2002) Forecasting using principal components from a large number of predictors0.58531100%
8Freyaldenhoven (2022) Factor models with local factors - determining the number of relevant factors0.51121100%
9Bai, J (2003) Inferential theory for factor models of large dimensions0.40511100%
10Bai, J. and S. Ng (2002) Determining the number of factors in approximate factor models0.40511100%

Showing the top 10 of 21 scored citations.

Cited by, within the corpus

arXiv econ.EM papers that cite this one, ranked by how heavily they lean on it.

Citing paperIntensityMentionsSections
1Bias Correction in Factor-Augmented Regression Models with Weak Factors0.40511