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Inference on panel data models with a generalized factor structure

Juan M. Rodriguez-Poo, Alexandra Soberon, Stefan Sperlich

arXiv 12 Jun 2025 · Econometrics · publishedEconometrics and Statistics (2026)

arXiv:2506.10690 · PDF · DOI · OpenAlex · Extracted main text

Abstract

We consider identification, inference and validation of linear panel data models when both factors and factor loadings are accounted for by a nonparametric function. This general specification encompasses rather popular models such as the two-way fixed effects and the interactive fixed effects ones. By applying a conditional mean independence assumption between unobserved heterogeneity and the covariates, we obtain consistent estimators of the parameters of interest at the optimal rate of convergence, for fixed and large $T$. We also provide a specification test for the modeling assumption based on the methodology of conditional moment tests and nonparametric estimation techniques. Using degenerate and nondegenerate theories of U-statistics we show its convergence and asymptotic distribution under the null, and that it diverges under the alternative at a rate arbitrarily close to $\sqrt{NT}$. Finite sample inference is based on bootstrap. Simulations reveal an excellent performance of our methods and an empirical application is conducted.

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appendix boundary found by appendix_titled_section at “Appendix A: Proofs of Results” · 76% of the source is main text. Read the extracted text to check this.

Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Pesaran, M. H (2006) Estimation and inference in large heterogeneous panels with a multifactor error structure1.00053100%
2Bai, J (2009) Panel data models with interactive fixed effects0.92843100%
3Fan, J. and T. Huang (2005) Profile likelihood inferences on semiparametric varying-coefficient partially linear models0.64422100%
4Dinda, S (2004) Environmental Kuznes curve hypothesis: a survey0.51121100%
5Grossman, G. and A. Krueger (1993) Environmental impacts of a North American free trade agreement0.51121100%
6Sperlich, S (2014) On the choice of regularization parameters in specification testing: a critical discussion self0.51121100%
7Borguesi, S., C. Franco, and G. Marin (2020) Outward foreign direct investment patterns of Italian firms in the European Union's emission trading scheme0.40511100%
8Cai, Z., Y. Fang, and Q. Xu (2022) Testing capital asset pricing models using functional-coefficient panel data models with cross-sectional dependence0.40511100%
9Chudik, A. and H. Pesaran (2015, 01) (2015) 3large panel data models with cross-sectional dependence: A survey0.40511100%
10Chudik, A., K. Mohaddes, M. Pesaran, and M. Raissi (2017) Is there a debt-threshold effect on output growth?0.40511100%

Showing the top 10 of 40 scored citations.