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Testing Shape Restrictions with Continuous Treatment: A Transformation Model Approach

Arkadiusz Szydłowski

arXiv 10 Jun 2025 · Econometrics

arXiv:2506.08914 · PDF · DOI · OpenAlex · Extracted main text

Abstract

We propose tests for the convexity/linearity/concavity of a transformation of the dependent variable in a semiparametric transformation model. These tests can be used to verify monotonicity of the treatment effect, or, equivalently, concavity/convexity of the outcome with respect to the treatment, in (quasi-)experimental settings. Our procedure does not require estimation of the transformation or the distribution of the error terms, thus it is easy to implement. The statistic takes the form of a U statistic or a localised U statistic, and we show that critical values can be obtained by bootstrapping. In our application we test the convexity of loan demand with respect to the interest rate using experimental data from South Africa.

Citation extraction

33
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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Chen, Songnian (2002) Rank Estimation of Transformation Models0.8434375%
2Subhashis Ghosal and Arusharka Sen and Aad W. van der Vaart (2000) Testing Monotonicity of Regression0.8434375%
3Szydłowski, Arkadiusz (2020) TESTING A PARAMETRIC TRANSFORMATION MODEL VERSUS A NONPARAMETRIC ALTERNATIVE0.7547443%
4Karlan, Dean S. and Zinman, Jonathan (2008) Credit Elasticities in Less-Developed Economies: Implications for Microfinance0.69351100%
5Jason Abrevaya and Wei Jiang (2005) A Nonparametric Approach to Measuring and Testing Curvature0.64422100%
6Chen, Xiaohui and Kato, Kengo (2020) Jackknife multiplier bootstrap: finite sample approximations to the U-process supremum with applications0.64422100%
7Alberto Abadie (2002) Bootstrap Tests for Distributional Treatment Effects in Instrumental Variable Models0.40511100%
8Abrevaya, Jason and Hausman, Jerry A. and Khan, Shakeeb (2010) Testing for Causal Effects in a Generalized Regression Model With Endogenous Regressors0.40511100%
9Card, David and Chetty, Raj and Weber, Andrea (2007) The Spike at Benefit Exhaustion: Leaving the Unemployment System or Starting a New Job?0.40511100%
10Cavaliere, Giuseppe and Georgiev, Iliyan (2020) Inference Under Random Limit Bootstrap Measures0.40511100%

Showing the top 10 of 33 scored citations.