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Flatness-Robust Critical Bandwidth

Scott Kostyshak

arXiv 4 Apr 2025 · Statistics — Methodology

arXiv:2504.03594 · PDF · DOI · OpenAlex · Extracted main text

Abstract

Critical bandwidth (CB) is used to test the multimodality of densities and regression functions, as well as for clustering methods. CB tests are known to be inconsistent if the function of interest is constant ("flat") over even a small interval, and to suffer from low power and incorrect size in finite samples if the function has a relatively small derivative over an interval. This paper proposes a solution, flatness-robust CB (FRCB), that exploits the novel observation that the inconsistency manifests only from regions consistent with the null hypothesis, and thus identifying and excluding them does not alter the null or alternative sets. I provide sufficient conditions for consistency of FRCB, and simulations of a test of regression monotonicity demonstrate the finite-sample properties of FRCB compared with CB for various regression functions. Surprisingly, FRCB performs better than CB in some cases where there are no flat regions, which can be explained by FRCB essentially giving more importance to parts of the function where there are larger violations of the null hypothesis. I illustrate the usefulness of FRCB with an empirical analysis of the monotonicity of the conditional mean function of radiocarbon age with respect to calendar age.

Citation extraction

28
references
44
in-text mentions
28
distinct cited
3
self-citations
5,216
main-text words

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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Bowman, AW, Jones, MC, Gijbels, Irène (1998) Testing Monotonicity of Regression0.9416383%
2Kostyshak, Scott (2017) Non-Parametric Testing of U-Shaped Relationships self0.9285480%
3Silverman, Bernard W (1983) Some Properties of a Test for Multimodality Based on Kernel Density Estimates0.73732100%
4Hall, Peter, Heckman, Nancy E (2000) Testing for Monotonicity of a Regression Mean by Calibrating for Linear Functions0.6443267%
5Harezlak, Jaroslaw, Heckman, Nancy E (2001) CriSP: A Tool for Bump Hunting0.64422100%
6Silverman, Bernard W (1981) Using Kernel Density Estimates to Investigate Multimodality0.64422100%
7Cheng, M-Y, Hall, Peter (1998) Calibrating the Excess Mass and Dip Tests of Modality0.51121100%
8Ameijeiras-Alonso, Jose, Crujeiras, Rosa M, Rodríguez-Casal, Alberto (2019) Mode Testing, Critical Bandwidth and Excess Mass0.40511100%
9Belloni, Alexandre, Chernozhukov, Victor, Chetverikov, Denis, Kato,… (2015) Some New Asymptotic Theory for Least Squares Series: Pointwise and Uniform Results0.40511100%
10Chen, Xiaohong, Christensen, Timothy M (2018) Optimal Sup-norm Rates and Uniform Inference on Nonlinear Functionals of Nonparametric IV Regression0.40511100%

Showing the top 10 of 28 scored citations.