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Forward Selection Fama-MacBeth Regression with Higher-Order Asset Pricing Factors

Nicola Borri, Denis Chetverikov, Yukun Liu, Aleh Tsyvinski

arXiv 30 Mar 2025 · Econometrics · 3 citations (OpenAlex)

arXiv:2503.23501 · PDF · DOI · OpenAlex · Extracted main text

Abstract

We show that the higher-orders and their interactions of the common sparse linear factors can effectively subsume the factor zoo. To this extend, we propose a forward selection Fama-MacBeth procedure as a method to estimate a high-dimensional stochastic discount factor model, isolating the most relevant higher-order factors. Applying this approach to terms derived from six widely used factors (the Fama-French five-factor model and the momentum factor), we show that the resulting higher-order model with only a small number of selected higher-order terms significantly outperforms traditional benchmarks both in-sample and out-of-sample. Moreover, it effectively subsumes a majority of the factors from the extensive factor zoo, suggesting that the pricing power of most zoo factors is attributable to their exposure to higher-order terms of common linear factors.

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167
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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Feng, Guanhao and Giglio, Stefano and Xiu, Dacheng (2020) Taming the factor zoo: A test of new factors1.000124100%
2Jensen, Theis Ingerslev and Kelly, Bryan and Pedersen, Lasse Heje (2023) Is there a replication crisis in finance?1.000104100%
3Chen, Andrew Y. and Zimmermann, Tom (2022) Open Source Cross-Sectional Asset Pricing1.00073100%
4Elenberg, Ethan and Khanna, Rajiv and Dimakis, Alexandros and Negahb… (2018) Restricted strong convexity implies weak submodularity1.00063100%
5Fama, Eugene F and French, Kenneth R (2015) A five-factor asset pricing model0.87472100%
6Kozak, Serhiy and Nagel, Stefan and Santosh, Shrihari (2020) Shrinking the cross-section0.87452100%
7Dittmar, Robert F (2002) Nonlinear pricing kernels, kurtosis preference, and evidence from the cross section of equity returns0.81142100%
8Lewellen, Jonathan and Nagel, Stefan and Shanken, Jay (2010) A skeptical appraisal of asset pricing tests0.81142100%
9Fama, Eugene F. and French, Kenneth R (1993) Common risk factors in the returns on stocks and bonds0.73732100%
10Jegadeesh, Narasimhan and Titman, Sheridan (1993) Returns to buying winners and selling losers: Implications for stock market efficiency0.73732100%

Showing the top 10 of 61 scored citations.