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A new GARCH model with a deterministic time-varying intercept

Niklas Ahlgren, Alexander Back, Timo Teräsvirta

arXiv 4 Oct 2024 · Econometrics

arXiv:2410.03239 · PDF · DOI · OpenAlex · Extracted main text

Abstract

It is common for long financial time series to exhibit gradual change in the unconditional volatility. We propose a new model that captures this type of nonstationarity in a parsimonious way. The model augments the volatility equation of a standard GARCH model by a deterministic time-varying intercept. It captures structural change that slowly affects the amplitude of a time series while keeping the short-run dynamics constant. We parameterize the intercept as a linear combination of logistic transition functions. We show that the model can be derived from a multiplicative decomposition of volatility and preserves the financial motivation of variance decomposition. We use the theory of locally stationary processes to show that the quasi maximum likelihood estimator (QMLE) of the parameters of the model is consistent and asymptotically normally distributed. We examine the quality of the asymptotic approximation in a small simulation study. An empirical application to Oracle Corporation stock returns demonstrates the usefulness of the model. We find that the persistence implied by the GARCH parameter estimates is reduced by including a time-varying intercept in the volatility equation.

Citation extraction

66
references
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in-text mentions
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distinct cited
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main-text words

appendix boundary found by appendix_titled_section at “Appendix: Proofs” · 41% of the source is main text. Read the extracted text to check this.

Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Subba Rao, Suhasini (2006) On Some Nonstationary, Nonlinear Random Processes and Their Stationary Approximations0.9416383%
2Amado, Cristina, Teräsvirta, Timo (2013) Modelling volatility by variance decomposition self0.87452100%
3Dahlhaus, Rainer (2006) Statistical Inference for Time-Varying ARCH Processes0.8434375%
4Francq, Christian, Zakoïan, Jean-Michel (2004) Maximum Likelihood Estimation of Pure GARCH and ARMA-GARCH Processes0.7639444%
5Chen, Bin, Hong, Yongmiao (2016) Detecting for smooth structural changes in GARCH models0.73732100%
6Engle, Robert F, Siriwardane, Emil N (2018) Structural GARCH: the volatility-leverage connection0.64422100%
7McAleer, Michael, Ling, Shiqing (2002) Necessary and sufficient moment conditions for the GARCH(r, s) and asymmetric power GARCH(r, s) models0.64422100%
8Taylor, Stephen J (1986) Modelling Financial Time Series0.64422100%
9Truquet, Lionel (2017) Parameter stability and semiparametric inference in time varying auto-regressive conditional heteroscedasticity models0.64422100%
10Dahlhaus, Rainer (1997) Fitting time series models to nonstationary processes0.5112250%

Showing the top 10 of 66 scored citations.

Cited by, within the corpus

arXiv econ.EM papers that cite this one, ranked by how heavily they lean on it.

Citing paperIntensityMentionsSections
1Testing parametric additive time-varying GARCH models0.40511