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Identification with possibly invalid IVs

Christophe Bruneel-Zupanc, Jad Beyhum

arXiv 8 Jan 2024 · Econometrics

arXiv:2401.03990 · PDF · DOI · OpenAlex · Extracted main text

Abstract

This paper proposes a novel identification strategy relying on quasi-instrumental variables (quasi-IVs). A quasi-IV is a relevant but possibly invalid IV because it is not exogenous or not excluded. We show that a variety of models with discrete or continuous endogenous treatment which are usually identified with an IV - quantile models with rank invariance, additive models with homogenous treatment effects, and local average treatment effect models - can be identified under the joint relevance of two complementary quasi-IVs instead. To achieve identification, we complement one excluded but possibly endogenous quasi-IV (e.g., "relevant proxies" such as lagged treatment choice) with one exogenous (conditional on the excluded quasi-IV) but possibly included quasi-IV (e.g., random assignment or exogenous market shocks). Our approach also holds if any of the two quasi-IVs turns out to be a valid IV. In practice, being able to address endogeneity with complementary quasi-IVs instead of IVs is convenient since there are many applications where quasi-IVs are more readily available. Difference-in-differences is a notable example: time is an exogenous quasi-IV while the group assignment acts as a complementary excluded quasi-IV.

Citation extraction

73
references
113
in-text mentions
73
distinct cited
4
self-citations
15,633
main-text words

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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1De Chaisemartin, C. and d’Haultfoeuille, X (2018) Fuzzy differences-in-differences1.00063100%
2Chernozhukov, V. and Hansen, C (2005) An IV model of quantile treatment effects0.87462100%
3Imbens, G. W. and Angrist, J. D (1994) Identification and estimation of local average treatment effects0.87462100%
4Bruneel-Zupanc, C (2023) Don't (fully) exclude me, it's not necessary! identification with semi-IVs self0.84333100%
5Angrist, J., Bettinger, E., Bloom, E., King, E., and Kremer, M (2002) Vouchers for private schooling in colombia: Evidence from a randomized natural experiment0.73732100%
6Athey, S. and Imbens, G. W (2006) Identification and inference in nonlinear difference-in-differences models0.73732100%
7Heckman, J. J. and Vytlacil, E (2005) Structural equations, treatment effects, and econometric policy evaluation0.73732100%
8Caetano, C. and Escanciano, J. C (2021) Identifying multiple marginal effects with a single instrument0.69351100%
9D’Haultfœuille, X., Hoderlein, S., and Sasaki, Y (2024) Testing and relaxing the exclusion restriction in the control function approach0.64422100%
10Abadie, A., Angrist, J., and Imbens, G (2002) Instrumental variables estimates of the effect of subsidized training on the quantiles of trainee earnings0.64422100%

Showing the top 10 of 73 scored citations.

Cited by, within the corpus

arXiv econ.EM papers that cite this one, ranked by how heavily they lean on it.

Citing paperIntensityMentionsSections
11820 Don't (fully) exclude me, it's not necessary! Causal inference with semi-IVs0.00011
21420 Dynamic Discrete-Continuous Choice Models: Identification and Conditional Choice Probability Estimation0.00011