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Adaptive Neyman Allocation

Jinglong Zhao

arXiv 15 Sep 2023 · Statistics — Methodology · 7 citations (OpenAlex)

arXiv:2309.08808 · PDF · DOI · OpenAlex · Extracted main text

Abstract

In the experimental design literature, Neyman allocation refers to the practice of allocating units into treated and control groups, potentially in unequal numbers proportional to their respective standard deviations, with the objective of minimizing the variance of the treatment effect estimator. This widely recognized approach increases statistical power in scenarios where the treated and control groups have different standard deviations, as is often the case in social experiments, clinical trials, marketing research, and online A/B testing. However, Neyman allocation cannot be implemented unless the standard deviations are known in advance. Fortunately, the multi-stage nature of the aforementioned applications allows the use of earlier stage observations to estimate the standard deviations, which further guide allocation decisions in later stages. In this paper, we introduce a competitive analysis framework to study this multi-stage experimental design problem. We propose a simple adaptive Neyman allocation algorithm, which almost matches the information-theoretic limit of conducting experiments. We provide theory for estimation and inference using data collected from our adaptive Neyman allocation algorithm. We demonstrate the effectiveness of our adaptive Neyman allocation algorithm using both online A/B testing data from a social media site and synthetic data.

Citation extraction

138
references
241
in-text mentions
138
distinct cited
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self-citations
61,162
main-text words

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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Carpentier A, Munos R (2011) Finite time analysis of stratified sampling for monte carlo1.00097100%
2Khamaru K, Zhang CH (2024) Inference with the upper confidence bound algorithm1.00093100%
3Antos A, Grover V, Szepesvári C (2010) Active learning in heteroscedastic noise1.00086100%
4Grover V (2009) Active learning and its application to heteroscedastic problems1.00086100%
5Chen Y, Lu J (2025) A characterization of sample adaptivity in ucb data1.00083100%
6Hahn J, Hirano K, Karlan D (2011) Adaptive experimental design using the propensity score1.00073100%
7Xiong R, Athey S, Bayati M, Imbens GW (2019) Optimal experimental design for staggered rollouts1.00063100%
8Lattimore T, Szepesvári C (2020) Bandit algorithms0.92843100%
9Hu F, Zhang LX (2004) Asymptotic properties of doubly adaptive biased coin designs for multitreatment clinical trials0.87462100%
10Neyman J (1934) On the two different aspects of the representative method: The method of stratified sampling and the method of purposive selection0.87452100%

Showing the top 10 of 138 scored citations.

Cited by, within the corpus

arXiv econ.EM papers that cite this one, ranked by how heavily they lean on it.

Citing paperIntensityMentionsSections
1Benefits and Costs of Adaptive Sampling0.81142
2Double machine learning and design in batch adaptive experiments0.64422
3On the Performance of the Neyman Allocation with Small Pilots0.40511
42.5cm When and How to Pilot: Design Rules for Two-Wave Experiments0.40511