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Estimation of Impulse-Response Functions with Dynamic Factor Models: A New Parametrization

Juho Koistinen, Bernd Funovits

arXiv 1 Feb 2022 · Econometrics

arXiv:2202.00310 · PDF · DOI · OpenAlex · Extracted main text

Abstract

We propose a new parametrization for the estimation and identification of the impulse-response functions (IRFs) of dynamic factor models (DFMs). The theoretical contribution of this paper concerns the problem of observational equivalence between different IRFs, which implies non-identification of the IRF parameters without further restrictions. We show how the previously proposed minimal identification conditions are nested in the new framework and can be further augmented with overidentifying restrictions leading to efficiency gains. The current standard practice for the IRF estimation of DFMs is based on principal components, compared to which the new parametrization is less restrictive and allows for modelling richer dynamics. As the empirical contribution of the paper, we develop an estimation method based on the EM algorithm, which incorporates the proposed identification restrictions. In the empirical application, we use a standard high-dimensional macroeconomic dataset to estimate the effects of a monetary policy shock. We estimate a strong reaction of the macroeconomic variables, while the benchmark models appear to give qualitatively counterintuitive results. The estimation methods are implemented in the accompanying R package.

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appendix boundary found by appendix_titled_section at “Appendix A\label{sec:appA}” · 63% of the source is main text. Read the extracted text to check this.

Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Forni, M., D. Giannone, M. Lippi, and L. Reichlin (2009) Opening the black box: Structural factor models with large cross sections1.000123100%
2McCracken, M. W. and S. Ng (2016) Fred-md: A monthly database for macroeconomic research0.9416383%
3Stock, J. and M. Watson (2016) Chapter 8 - dynamic factor models, factor-augmented vector autoregressions, and structural vector autoregressions in macroeconom…0.92843100%
4Watson, M. W. and R. F. Engle (1983) Alternative algorithms for the estimation of dynamic factor, mimic and varying coefficient regression models0.8746367%
5Bai, J. and P. Wang (2015) Identification and bayesian estimation of dynamic factor models0.87462100%
6Forni, M. and L. Gambetti (2010) The dynamic effects of monetary policy: A structural factor model approach0.8434375%
7Bai, J. and S. Ng (2002) Determining the number of factors in approximate factor models0.84333100%
8Hannan, E. J. and M. Deistler (2012) The Statistical Theory of Linear Systems0.8229356%
9Doz, C., D. Giannone, and L. Reichlin (2012) A quasi–maximum likelihood approach for large, approximate dynamic factor models0.81142100%
10Ramey, V. A (2016) Macroeconomic shocks and their propagation0.81142100%

Showing the top 10 of 138 scored citations.

Cited by, within the corpus

arXiv econ.EM papers that cite this one, ranked by how heavily they lean on it.

Citing paperIntensityMentionsSections
1Structural Analysis of Vector Autoregressive Models0.40511