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Next Generation Models for Portfolio Risk Management: An Approach Using Financial Big Data

Kwangmin Jung, Donggyu Kim, Seunghyeon Yu

arXiv 25 Feb 2021 · Finance — Risk Management · publishedJournal of Risk & Insurance (2022) · 17 citations (OpenAlex)

arXiv:2102.12783 · PDF · DOI · OpenAlex · Extracted main text

Abstract

This paper proposes a dynamic process of portfolio risk measurement to address potential information loss. The proposed model takes advantage of financial big data to incorporate out-of-target-portfolio information that may be missed when one considers the Value at Risk (VaR) measures only from certain assets of the portfolio. We investigate how the curse of dimensionality can be overcome in the use of financial big data and discuss where and when benefits occur from a large number of assets. In this regard, the proposed approach is the first to suggest the use of financial big data to improve the accuracy of risk analysis. We compare the proposed model with benchmark approaches and empirically show that the use of financial big data improves small portfolio risk analysis. Our findings are useful for portfolio managers and financial regulators, who may seek for an innovation to improve the accuracy of portfolio risk estimation.

Citation extraction

88
references
150
in-text mentions
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distinct cited
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main-text words

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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Engle, R. F. and Kroner, K. F (1995) Multivariate simultaneous generalized arch1.00053100%
2Fan, J., Wang, W., and Zhong, Y (2019) Robust covariance estimation for approximate factor models0.9416483%
3Bickel, P. J. and Levina, E (2008) Covariance regularization by thresholding0.92843100%
4Fan, J., Liao, Y., and Mincheva, M (2013) Large covariance estimation by thresholding principal orthogonal complements0.92314879%
5Ait-Sahalia, Y. and Xiu, D (2017) Using principal component analysis to estimate a high dimensional factor model with high-frequency data0.9098575%
6Kim, D. and Fan, J (2019) Factor garch-itô models for high-frequency data with application to large volatility matrix prediction self0.8434375%
7Li, Q., Cheng, G., Fan, J., and Wang, Y (2018) Embracing the blessing of dimensionality in factor models0.81142100%
8Bollerslev, T (1986) Generalized autoregressive conditional heteroskedasticity0.73732100%
9Bollerslev, T (1990) Modelling the coherence in short-run nominal exchange rates: a multivariate generalized arch model0.73732100%
10Jorion, P (2000) Value at risk: The New Benchmark for Managing Financial Risk0.73732100%

Showing the top 10 of 88 scored citations.

Cited by, within the corpus

arXiv econ.EM papers that cite this one, ranked by how heavily they lean on it.

Citing paperIntensityMentionsSections
1Large Volatility Matrix Analysis Using Global and National Factor Models0.40511
2Large Global Volatility Matrix Analysis Based on Observation Structural Information0.40511