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Yield Spread Selection in Predicting Recession Probabilities: A Machine Learning Approach

Jaehyuk Choi, Desheng Ge, Kyu Ho Kang, Sungbin Sohn

arXiv 23 Jan 2021 · Econometrics · publishedJournal of Forecasting (2023) · 5 citations (OpenAlex)

arXiv:2101.09394 · PDF · DOI · OpenAlex · Extracted main text

Abstract

The literature on using yield curves to forecast recessions customarily uses 10-year--three-month Treasury yield spread without verification on the pair selection. This study investigates whether the predictive ability of spread can be improved by letting a machine learning algorithm identify the best maturity pair and coefficients. Our comprehensive analysis shows that, despite the likelihood gain, the machine learning approach does not significantly improve prediction, owing to the estimation error. This is robust to the forecasting horizon, control variable, sample period, and oversampling of the recession observations. Our finding supports the use of the 10-year--three-month spread.

Citation extraction

29
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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Estrella, A (2005) The Yield Curve as a Leading Indicator0.73732100%
2Puglia, M., Tucker, A (2020) Machine Learning, the Treasury Yield Curve and Recession Forecasting0.73732100%
3Bauer, M.D., Mertens, T.M (2018) Information in the Yield Curve about Future Recessions0.64422100%
4Döpke, J., Fritsche, U., Pierdzioch, C (2017) Predicting recessions with boosted regression trees0.64422100%
5Gogas, P., Papadimitriou, T., Matthaiou, M., Chrysanthidou, E (2015) Yield Curve and Recession Forecasting in a Machine Learning Framework0.64422100%
6Hall, A.S (2018) Machine Learning Approaches to Macroeconomic Forecasting0.64422100%
7Stekler, H.O., Ye, T (2017) Evaluating a leading indicator: An application the term spread0.64422100%
8Hastie, T., Tibshirani, R., Friedman, J (2009) The Elements of Statistical Learning: Data Mining, Inference, and Prediction, Second Edition0.58531100%
9Estrella, A., Trubin, M (2006) The Yield Curve as a Leading Indicator: Some Practical Issues0.51121100%
10Rudebusch, G.D., Williams, J.C (2009) Forecasting Recessions: The Puzzle of the Enduring Power of the Yield Curve0.51121100%

Showing the top 10 of 30 scored citations.