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Endogenous Treatment Effect Estimation with some Invalid and Irrelevant Instruments

Qingliang Fan, Yaqian Wu

arXiv 26 Jun 2020 · Econometrics · 2 citations (OpenAlex)

arXiv:2006.14998 · PDF · DOI · OpenAlex · Extracted main text

Abstract

Instrumental variables (IV) regression is a popular method for the estimation of the endogenous treatment effects. Conventional IV methods require all the instruments are relevant and valid. However, this is impractical especially in high-dimensional models when we consider a large set of candidate IVs. In this paper, we propose an IV estimator robust to the existence of both the invalid and irrelevant instruments (called R2IVE) for the estimation of endogenous treatment effects. This paper extends the scope of Kang et al. (2016) by considering a true high-dimensional IV model and a nonparametric reduced form equation. It is shown that our procedure can select the relevant and valid instruments consistently and the proposed R2IVE is root-n consistent and asymptotically normal. Monte Carlo simulations demonstrate that the R2IVE performs favorably compared to the existing high-dimensional IV estimators (such as, NAIVE (Fan and Zhong, 2018) and sisVIVE (Kang et al., 2016)) when invalid instruments exist. In the empirical study, we revisit the classic question of trade and growth (Frankel and Romer, 1999).

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41
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in-text mentions
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distinct cited
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appendix boundary found by appendix_titled_section at “Appendix” · 73% of the source is main text. Read the extracted text to check this.

Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Fan, Q., Zhong, W (2018) Nonparametric additive instrumental variable estimator: A group shrinkage estimation perspective self1.000125100%
2Kang, H., Zhang, A., Cai, T. T., Small, D. S (2016) Instrumental variables estimation with some invalid instruments and its application to mendelian randomization1.000116100%
3Frankel, J., Romer, D (1999) Does trade causes growth? American Economic Review 89, 379–3990.84333100%
4Zou, H., Zhang, H (2009) On the adaptive elastic-net with a diverging number of parameters0.7375260%
5Huang, J., Horowitz, J., Wei, F (2010) Variable selection in nonparametric additive models0.7374350%
6Belloni, A., Chen, D., Chernozhukov, V., Hansen, C (2012) Sparse models and methods for optimal instruments with an application to eminent domain0.64422100%
7Chen, J., Chen, Z (2008) Extended bayesian information criteria for model selection with large model spaces0.64422100%
8Wang, H., Li, R., Tsai, C.-L (2007) Tuning parameter selectors for the smoothly clipped absolute deviation method0.64422100%
9Zou, H., Hastie, T (2005) Regularization and variable selection via the elastic nets0.51121100%
10Newey, W (1990) Efficient instrumental variable estimation on nonlinear models0.51121100%

Showing the top 10 of 41 scored citations.