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Maximum Likelihood Estimation of Stochastic Frontier Models with Endogeneity

Samuele Centorrino, María Pérez-Urdiales

arXiv 26 Apr 2020 · Econometrics · publishedJournal of Econometrics (2021) · 15 citations (OpenAlex)

arXiv:2004.12369 · PDF · DOI · OpenAlex · Extracted main text

Abstract

We propose and study a maximum likelihood estimator of stochastic frontier models with endogeneity in cross-section data when the composite error term may be correlated with inputs and environmental variables. Our framework is a generalization of the normal half-normal stochastic frontier model with endogeneity. We derive the likelihood function in closed form using three fundamental assumptions: the existence of control functions that fully capture the dependence between regressors and unobservables; the conditional independence of the two error components given the control functions; and the conditional distribution of the stochastic inefficiency term given the control functions being a folded normal distribution. We also provide a Battese-Coelli estimator of technical efficiency. Our estimator is computationally fast and easy to implement. We study some of its asymptotic properties, and we showcase its finite sample behavior in Monte-Carlo simulations and an empirical application to farmers in Nepal.

Citation extraction

55
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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Amsler, Prokhorov \ Schmidt (2017) `Endogenous environmental variables in stochastic frontier models', Journal of Econometrics 199(2), 131 – 1401.00083100%
2Andrews (2001) `Testing when a parameter is on the boundary of the maintained hypothesis', Econometrica 69(3), 683–7340.92843100%
3Rotnitzky, Cox, Bottai \ Robins (2000) `Likelihood-based inference with singular information matrix', Bernoulli 6(2), 243–2840.8435360%
4Lee (1993) `Asymptotic Distribution of the Maximum Likelihood Estimator for a Stochastic Frontier Function Model with a Singular Informatio…0.84333100%
5Andrews (1999) `Estimation when a parameter is on a boundary', Econometrica 67(6), 1341–13830.8229456%
6Sundberg (1974) `Maximum likelihood theory for incomplete data from an exponential family', Scandinavian Journal of Statistics 1(2), 49–580.81142100%
7Battese \ Coelli (1988) `Prediction of firm-level technical efficiencies with a generalized frontier production function and panel data', Journal of Eco…0.73732100%
8Politis \ Romano (1994) `Large Sample Confidence Regions Based on Subsamples under Minimal Assumptions', Ann0.73732100%
9Alvarez, Amsler, Orea \ Schmidt (2006) `Interpreting and Testing the Scaling Property in Models where Inefficiency Depends on Firm Characteristics', Journal of Product…0.64422100%
10Amsler, Prokhorov \ Schmidt (2016) `Endogeneity in stochastic frontier models', Journal of Econometrics 190(2), 280 – 2880.64422100%

Showing the top 10 of 55 scored citations.

Cited by, within the corpus

arXiv econ.EM papers that cite this one, ranked by how heavily they lean on it.

Citing paperIntensityMentionsSections
1Recent Advances in Causal Analysis of the Stochastic Frontier Model0.87482
2Assignment at the Frontier: Identifying the Frontier Structural Function and Bounding Mean Deviations0.40511