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Kernel Estimation of Spot Volatility with Microstructure Noise Using Pre-Averaging

José E. Figueroa-López, Bei Wu

arXiv 4 Apr 2020 · Econometrics · publishedEconometric Theory (2022) · 18 citations (OpenAlex)

arXiv:2004.01865 · PDF · DOI · OpenAlex · Extracted main text

Abstract

We first revisit the problem of estimating the spot volatility of an It\^o semimartingale using a kernel estimator. We prove a Central Limit Theorem with optimal convergence rate for a general two-sided kernel. Next, we introduce a new pre-averaging/kernel estimator for spot volatility to handle the microstructure noise of ultra high-frequency observations. We prove a Central Limit Theorem for the estimation error with an optimal rate and study the optimal selection of the bandwidth and kernel functions. We show that the pre-averaging/kernel estimator's asymptotic variance is minimal for exponential kernels, hence, justifying the need of working with kernels of unbounded support as proposed in this work. We also develop a feasible implementation of the proposed estimators with optimal bandwidth. Monte Carlo experiments confirm the superior performance of the devised method.

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40
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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Yu, C., Fang, Y., Li, Z., Zhang, B., & Zhao, X (2014) Kernel Filtering of Spot Volatility in Presence of Lévy Jumps and Market Microstructure Noise1.00083100%
2Jacod, J., Li, Y., Mykland, P. A., Podolskij, M. & Vetter, M (2009) Microstructure noise in the continuous case: the pre-averaging approach1.00063100%
3Zhang, L., Mykland, P. A. & Aït-Sahalia, Y (2005) A tale of two time scales: Determining integrated volatility with noisy high-frequency data1.00063100%
4Kristensen, D (2010) Nonparametric filtering of the realized spot volatility: A kernel-based approach1.00053100%
5Figueroa-López, J.E. & Li, C (2020) Optimal kernel estimation of spot volatility of stochastic differential equations0.97413592%
6Aït-Sahalia, Y. & Jacod, J (2014) High-frequency financial econometrics0.88810470%
7Zu, Y. & Boswijk, H. P (2014) Estimating spot volatility with high-frequency financial data0.874112100%
8Yu, C., Fang, Y., Li, Z., Zhang, B., & Zhao, X (2014) Non-parametric estimation of high-frequency spot volatility for Brownian semimartingale with jumps0.87462100%
9Chen, R. Y (2019) Inference for volatility functionals of multivariate Blue Itô semimartingales observed with jump and noise0.8307457%
10Barndorff-Nielsen, O. E., Hansen, P. R., Lunde, A. & Shephard, N (2008) Designing realized kernels to measure the ex post variation of equity prices in the presence of noise0.73732100%

Showing the top 10 of 40 scored citations.

Cited by, within the corpus

arXiv econ.EM papers that cite this one, ranked by how heavily they lean on it.

Citing paperIntensityMentionsSections
1Estimating spot volatility under infinite variation jumps with dependent market microstructure noise1.000133
2Estimation of Integrated Volatility Functionals with Kernel Spot Volatility Estimators0.84343