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Synthetic Control Methods and Big Data

Daniel Kinn

arXiv 28 Feb 2018 · Econometrics · 1 citations (OpenAlex)

arXiv:1803.00096 · PDF · DOI · OpenAlex · Extracted main text

Abstract

Many macroeconomic policy questions may be assessed in a case study framework, where the time series of a treated unit is compared to a counterfactual constructed from a large pool of control units. I provide a general framework for this setting, tailored to predict the counterfactual by minimizing a tradeoff between underfitting (bias) and overfitting (variance). The framework nests recently proposed structural and reduced form machine learning approaches as special cases. Furthermore, difference-in-differences with matching and the original synthetic control are restrictive cases of the framework, in general not minimizing the bias-variance objective. Using simulation studies I find that machine learning methods outperform traditional methods when the number of potential controls is large or the treated unit is substantially different from the controls. Equipped with a toolbox of approaches, I revisit a study on the effect of economic liberalisation on economic growth. I find effects for several countries where no effect was found in the original study. Furthermore, I inspect how a systematically important bank respond to increasing capital requirements by using a large pool of banks to estimate the counterfactual. Finally, I assess the effect of a changing product price on product sales using a novel scanner dataset.

Citation extraction

34
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70
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Most heavily cited references

The works this paper leans on most, across its whole bibliography — not restricted to papers in our corpus. Ranked by composite intensity, which combines how often a work is mentioned, how many sections mention it, and how much of that falls in the main text rather than the appendix.

ReferenceIntensityMentionsSectionsMain text
1Alberto Abadie, Alexis Diamond \ Jens Hainmueller (2010) Synthetic control methods for comparative case studies: Estimating the effect of California’s tobacco control program1.000105100%
2Kay H Brodersen, Fabian Gallusser, Jim Koehler, Nicolas Remy, Steven… (2015) Inferring causal impact using Bayesian structural time-series models1.00064100%
3Susan Athey \ Guido W Imbens (2017) The state of applied econometrics: Causality and policy evaluation1.00063100%
4Nikolay Doudchenko \ Guido W Imbens (2016) Balancing, regression, difference-in-differences and synthetic control methods: A synthesis1.00053100%
5Andreas Billmeier \ Tommaso Nannicini (2013) Assessing economic liberalization episodes: A synthetic control approach0.8434375%
6Joshua D Angrist \ Jörn-Steffen Pischke (2008) Mostly harmless econometrics: An empiricist's companion. Princeton university press0.84333100%
7Stephen O’Neill, Noémi Kreif, Richard Grieve, Matthew Sutton \ Jasje… (2016) Estimating causal effects: considering three alternatives to difference-in-differences estimation0.84333100%
8Ella Getz Wold \ Ragnar Enger Juelsrud (2016) The Consequences of Increasing Risk-Based Capital Requirements for Banks: Evidence from a 2013 Policy Reform in Norway0.73732100%
9Jerome Friedman, Trevor Hastie \ Robert Tibshirani (2011) The elements of statistical learning: Data mining, Inference and Predicition. Vol. 2, Springer0.64422100%
10James Durbin \ Siem Jan Koopman (2012) Time series analysis by state space methods. Oxford University Press0.58531100%

Showing the top 10 of 34 scored citations.